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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Steven Hansen2019098710/19/2018Customer DisputeSettled$83,000.00$0.00See FINRA Report
Mark Steven Hansen2019098706/04/2018Customer DisputeSettled$132,999.00$0.00See FINRA Report
Mark Steven Hansen2019098706/13/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Mark Steven Hansen2019098705/23/2012Customer DisputeDenied$15,000.00$0.00See FINRA Report
Mark Steven Hansen2019098707/27/2009Customer DisputeSettled$9,000,000.00$0.00See FINRA Report
Mark Steven Hansen2019098706/22/2009Customer DisputeAward / Judgment$0.00$163,000.00See FINRA Report

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