Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Steven Hansen | 2019098 | 7 | 10/19/2018 | Customer Dispute | Settled | $83,000.00 | $0.00 | See FINRA Report |
| Mark Steven Hansen | 2019098 | 7 | 06/04/2018 | Customer Dispute | Settled | $132,999.00 | $0.00 | See FINRA Report |
| Mark Steven Hansen | 2019098 | 7 | 06/13/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Steven Hansen | 2019098 | 7 | 05/23/2012 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| David Christopher Yelle | 2123208 | 2 | 10/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Steven Hansen | 2019098 | 7 | 04/13/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Steven Hansen | 2019098 | 7 | 07/27/2009 | Customer Dispute | Settled | $9,000,000.00 | $0.00 | See FINRA Report |
| Mark Steven Hansen | 2019098 | 7 | 06/22/2009 | Customer Dispute | Award / Judgment | $0.00 | $163,000.00 | See FINRA Report |
| David Christopher Yelle | 2123208 | 2 | 12/04/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |