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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 20 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Hugh Ordway Barndollar30273171403/20/2023Customer DisputeSettled$50,000.00$0.00See FINRA Report
Dennis Michael Haywood58502751104/18/2022Customer DisputeSettled$215,387.00$0.00See FINRA Report
Dennis Michael Haywood58502751106/15/2021Customer DisputeSettled$25,000.00$0.00See FINRA Report
Hugh Ordway Barndollar30273171404/14/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Dennis Michael Haywood58502751104/14/2021Customer DisputeSettled$330,000.00$0.00See FINRA Report
Hugh Ordway Barndollar30273171408/28/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Hugh Ordway Barndollar30273171408/11/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Dennis Michael Haywood58502751107/28/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Hugh Ordway Barndollar30273171407/23/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Dennis Michael Haywood58502751107/23/2020Customer DisputeSettled$40,000.00$0.00See FINRA Report

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