Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hugh Ordway Barndollar | 3027317 | 14 | 04/25/2024 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| Dennis Michael Haywood | 5850275 | 11 | 04/05/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Hugh Ordway Barndollar | 3027317 | 14 | 02/22/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Hugh Ordway Barndollar | 3027317 | 14 | 03/20/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Hugh Ordway Barndollar | 3027317 | 14 | 11/22/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Haywood | 5850275 | 11 | 04/18/2022 | Customer Dispute | Settled | $215,387.00 | $0.00 | See FINRA Report |
| Dennis Michael Haywood | 5850275 | 11 | 06/15/2021 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Hugh Ordway Barndollar | 3027317 | 14 | 04/14/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Haywood | 5850275 | 11 | 04/14/2021 | Customer Dispute | Settled | $330,000.00 | $0.00 | See FINRA Report |
| Hugh Ordway Barndollar | 3027317 | 14 | 08/28/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |