Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seth Barnes Stewart | 5467292 | 8 | 06/08/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Seth Barnes Stewart | 5467292 | 8 | 08/08/2022 | Customer Dispute | Settled | $238,000.00 | $0.00 | See FINRA Report |
| Seth Barnes Stewart | 5467292 | 8 | 06/23/2022 | Customer Dispute | Settled | $99,999.00 | $0.00 | See FINRA Report |