Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seth Barnes Stewart | 5467292 | 8 | 10/30/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Seth Barnes Stewart | 5467292 | 8 | 10/25/2023 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Seth Barnes Stewart | 5467292 | 8 | 06/22/2023 | Customer Dispute | Pending | $41,000.00 | $0.00 | See FINRA Report |
| Seth Barnes Stewart | 5467292 | 8 | 06/08/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Seth Barnes Stewart | 5467292 | 8 | 08/08/2022 | Customer Dispute | Settled | $238,000.00 | $0.00 | See FINRA Report |
| Seth Barnes Stewart | 5467292 | 8 | 06/23/2022 | Customer Dispute | Settled | $99,999.00 | $0.00 | See FINRA Report |
| Seth Barnes Stewart | 5467292 | 8 | 01/18/2022 | Customer Dispute | Award / Judgment | $400,000.00 | $130,000.00 | See FINRA Report |
| Seth Barnes Stewart | 5467292 | 8 | 02/21/2020 | Customer Dispute | Award / Judgment | $200,000.00 | $35,000.00 | See FINRA Report |
| Jermetria Nichelle Robey | 7414547 | 2 | 12/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jermetria Nichelle Robey | 7414547 | 2 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |