Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Wayne Martin | 1559029 | 1 | 03/19/2018 | Customer Dispute | Denied | $8,585.00 | $0.00 | See FINRA Report |
| John Christopher Caldwell | 2997898 | 1 | 05/08/2012 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Joseph Alan Gunther | 1822022 | 3 | 02/16/2010 | Customer Dispute | Denied | $8,576.00 | $0.00 | See FINRA Report |
| Gerald Grant Craig | 1729561 | 1 | 04/27/2004 | Customer Dispute | Denied | $20,363.80 | $0.00 | See FINRA Report |
| John Page Collins | 2293730 | 2 | 09/22/2003 | Customer Dispute | Denied | $14,851.90 | $0.00 | See FINRA Report |