Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Spencer Reed | 7597637 | 2 | 08/30/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Spencer Reed | 7597637 | 2 | 07/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Page Collins | 2293730 | 2 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Wayne Martin | 1559029 | 1 | 03/19/2018 | Customer Dispute | Denied | $8,585.00 | $0.00 | See FINRA Report |
| Terrell Clayton Boone | 5469882 | 1 | 12/28/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Christopher Caldwell | 2997898 | 1 | 05/08/2012 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Joseph Alan Gunther | 1822022 | 3 | 10/03/2011 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Patrick Jude Hinchey | 2906623 | 1 | 04/18/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Henry Hank William Cleare | 4348090 | 4 | 11/02/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Kimberly Joan Deprospero | 1681944 | 9 | 09/17/2010 | Customer Dispute | Settled | $278,000.00 | $0.00 | See FINRA Report |