Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sovereign Global Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shahab Seyedshahab Tagnavidinani | 2503652 | 1 | 05/02/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Ciro Colletti | 4577898 | 4 | 02/15/2023 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Michael Ciro Colletti | 4577898 | 4 | 07/31/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Eugene Mohney | 2890043 | 1 | 06/10/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |