Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sovereign Global Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Ciro Colletti | 4577898 | 4 | 12/08/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Ciro Colletti | 4577898 | 4 | 10/22/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Lin Ma | 2661463 | 2 | 05/01/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Clifton Marcellus Coger | 3126638 | 1 | 08/22/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |