Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raul Jorge Benitez | 4457185 | 7 | 07/06/2021 | Customer Dispute | Settled | $218,707.00 | $0.00 | See FINRA Report |
| Raul Jorge Benitez | 4457185 | 7 | 12/01/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raul Jorge Benitez | 4457185 | 7 | 02/11/2019 | Customer Dispute | Settled | $10,837.80 | $0.00 | See FINRA Report |
| Roberto Rodriguez-Werner | 1377404 | 1 | 12/28/1989 | Customer Dispute | Settled | $26,440.00 | $0.00 | See FINRA Report |