Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raul Jorge Benitez | 4457185 | 7 | 01/22/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Raul Jorge Benitez | 4457185 | 7 | 11/07/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Raul Jorge Benitez | 4457185 | 7 | 07/06/2021 | Customer Dispute | Settled | $218,707.00 | $0.00 | See FINRA Report |
| Raul Jorge Benitez | 4457185 | 7 | 12/01/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raul Jorge Benitez | 4457185 | 7 | 02/11/2019 | Customer Dispute | Settled | $10,837.80 | $0.00 | See FINRA Report |
| Phillip A Wallace | 5868833 | 3 | 07/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip A Wallace | 5868833 | 3 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip A Wallace | 5868833 | 3 | 01/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edgardo Ahmed Castro | 5115574 | 2 | 07/15/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raul Jorge Benitez | 4457185 | 7 | 03/13/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |