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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Lennard Cuno van Der Feltz4630091505/26/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Lennard Cuno van Der Feltz4630091505/25/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Lennard Cuno van Der Feltz4630091512/21/2014Customer DisputeDenied$0.00$0.00See FINRA Report
Lennard Cuno van Der Feltz4630091504/26/2010Customer DisputeClosed-No Action$38,420.00$0.00See FINRA Report
Lennard Cuno van Der Feltz4630091511/19/2007Customer DisputeDenied$8,000.00$0.00See FINRA Report
Wilson Dale Kelso1191496102/20/2002Customer DisputeSettled$150,000.00$0.00See FINRA Report

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