Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Lennard Cuno van Der Feltz | 4630091 | 5 | 05/26/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Lennard Cuno van Der Feltz | 4630091 | 5 | 05/25/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Lennard Cuno van Der Feltz | 4630091 | 5 | 12/21/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Lennard Cuno van Der Feltz | 4630091 | 5 | 04/26/2010 | Customer Dispute | Closed-No Action | $38,420.00 | $0.00 | See FINRA Report |
Lennard Cuno van Der Feltz | 4630091 | 5 | 11/19/2007 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
Wilson Dale Kelso | 1191496 | 1 | 02/20/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |