Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Don M Dumas | 1458645 | 3 | 04/25/2012 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Steven Erik Jaksch | 4405023 | 1 | 12/12/2011 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Michael Edward Halla | 2738221 | 6 | 03/21/2011 | Customer Dispute | Denied | $6,961.00 | $0.00 | See FINRA Report |
| Robert Lee Milan | 1976894 | 3 | 03/05/2010 | Customer Dispute | Denied | $7,472.99 | $0.00 | See FINRA Report |
| Michael Edward Halla | 2738221 | 6 | 12/17/2001 | Customer Dispute | Denied | $14,170.80 | $0.00 | See FINRA Report |
| William Noble Jenkins | 1949918 | 4 | 03/20/2001 | Customer Dispute | Denied | $315,000.00 | $0.00 | See FINRA Report |