Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sharon Lee Herbst | 847172 | 4 | 07/11/2006 | Customer Dispute | Closed-No Action | $22,500.00 | $0.00 | See FINRA Report |
| Russell A Andrews | 1702479 | 3 | 06/17/2002 | Customer Dispute | Closed-No Action | $28,238.70 | $0.00 | See FINRA Report |