Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fnex Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chay Lapin | 6275140 | 9 | 11/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dwight Kristopher Kay | 5376903 | 7 | 05/12/2010 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |