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FINRA Broker Disclosures for Fnex Capital, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fnex Capital, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 28 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jason Salmon6081963208/07/2024Customer DisputePending$999,999.00$0.00See FINRA Report
Chay Lapin6275140906/04/2024Customer DisputePending$137,000.00$0.00See FINRA Report
Chay Lapin6275140907/12/2023Customer DisputeClosed-No Action$400,000.00$0.00See FINRA Report
Dwight Kristopher Kay5376903704/26/2023Customer DisputePending$0.00$0.00See FINRA Report
Chay Lapin6275140904/26/2023Customer DisputePending$0.00$0.00See FINRA Report
Dwight Kristopher Kay5376903704/21/2023Customer DisputePending$0.00$0.00See FINRA Report
Chay Lapin6275140904/21/2023Customer DisputePending$0.00$0.00See FINRA Report
Dwight Kristopher Kay5376903703/07/2023Customer DisputePending$0.00$0.00See FINRA Report
Chay Lapin6275140903/07/2023Customer DisputePending$0.00$0.00See FINRA Report
Dwight Kristopher Kay5376903702/14/2023Customer DisputePending$0.00$0.00See FINRA Report

28 Results

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