Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Dean Kline | 2597293 | 8 | 02/27/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Dean Kline | 2597293 | 8 | 12/30/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allen Ray Montgomery | 1101356 | 3 | 11/01/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |