Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Dean Kline | 2597293 | 8 | 02/02/2011 | Customer Dispute | Settled | $379,000.00 | $0.00 | See FINRA Report |
| Allen Ray Montgomery | 1101356 | 3 | 02/02/2011 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Christopher Dean Kline | 2597293 | 8 | 02/02/2009 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Christopher Dean Kline | 2597293 | 8 | 10/23/2008 | Customer Dispute | Settled | $1,700,000.00 | $0.00 | See FINRA Report |
| Christopher Dean Kline | 2597293 | 8 | 08/27/2007 | Customer Dispute | Denied | $2,000,000.00 | $0.00 | See FINRA Report |
| Christopher Dean Kline | 2597293 | 8 | 10/09/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Dean Kline | 2597293 | 8 | 08/26/2004 | Customer Dispute | Denied | $62,000.00 | $0.00 | See FINRA Report |
| Allen Ray Montgomery | 1101356 | 3 | 08/31/1995 | Customer Dispute | Award / Judgment | $47,554.60 | $8,500.00 | See FINRA Report |