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FINRA Broker Disclosures for Patrick Capital Markets, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Patrick Capital Markets, LLC. Search or filter the database to find more about a specific broker.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Peter James Latour1955613103/16/2010Customer DisputeSettled$348,728.00$0.00See FINRA Report
Matthew Alan Lesnikowski1530281404/30/2004Customer DisputeDenied$104,040.00$0.00See FINRA Report
Matthew Alan Lesnikowski1530281404/23/2004Customer DisputeDenied$93,000.00$0.00See FINRA Report
Paul Vincent Dimartino2856307107/09/2001Customer DisputeSettled$150,000.00$0.00See FINRA Report
Craig Peter Mueller1808707106/23/2000Customer DisputeClosed-No Action$600,000.00$0.00See FINRA Report

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