Our Staff has compiled our research into a database of FINRA Broker Disclosures for Patrick Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Troy Baker | 2074447 | 1 | 05/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Michael Norgart | 2426126 | 2 | 08/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Alan Lesnikowski | 1530281 | 4 | 05/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roland Charles Baer | 2288777 | 1 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter James Latour | 1955613 | 1 | 03/16/2010 | Customer Dispute | Settled | $348,728.00 | $0.00 | See FINRA Report |
| Matthew Alan Lesnikowski | 1530281 | 4 | 04/30/2004 | Customer Dispute | Denied | $104,040.00 | $0.00 | See FINRA Report |
| Matthew Alan Lesnikowski | 1530281 | 4 | 04/23/2004 | Customer Dispute | Denied | $93,000.00 | $0.00 | See FINRA Report |
| Matthew Alan Lesnikowski | 1530281 | 4 | 11/20/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Vincent Dimartino | 2856307 | 1 | 07/09/2001 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Craig Peter Mueller | 1808707 | 1 | 06/23/2000 | Customer Dispute | Closed-No Action | $600,000.00 | $0.00 | See FINRA Report |