Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nexpoint Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Keaveny Brodeur | 2592993 | 4 | 01/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Keaveny Brodeur | 2592993 | 4 | 02/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Castaneda Avelar | 7045947 | 2 | 10/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anastasios Dionysios Rigas | 2145040 | 1 | 12/22/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |