Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nexpoint Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Castaneda Avelar | 7045947 | 2 | 03/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jordan Thomas | 7322885 | 1 | 03/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Keaveny Brodeur | 2592993 | 4 | 01/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Keaveny Brodeur | 2592993 | 4 | 02/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Castaneda Avelar | 7045947 | 2 | 10/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Keaveny Brodeur | 2592993 | 4 | 06/16/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cameron Tsuyoshi Urano | 4886241 | 2 | 08/30/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cameron Tsuyoshi Urano | 4886241 | 2 | 08/30/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Keaveny Brodeur | 2592993 | 4 | 07/05/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anastasios Dionysios Rigas | 2145040 | 1 | 12/22/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |