Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Meris Arel Collier | 5100936 | 1 | 04/05/2018 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
| Gregory Raymond Banner | 1729388 | 1 | 10/22/2012 | Customer Dispute | Withdrawn | $32,000.00 | $0.00 | See FINRA Report |
| Bart Adrian Zandbergen | 2290066 | 1 | 05/10/2012 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| John Michael Jones | 2650351 | 3 | 05/21/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Dean Cavendish | 1029421 | 1 | 08/01/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Michael Jones | 2650351 | 3 | 01/05/2004 | Customer Dispute | Settled | $42,320.40 | $0.00 | See FINRA Report |
| John Michael Jones | 2650351 | 3 | 04/07/2003 | Customer Dispute | Award / Judgment | $0.00 | $393,071.00 | See FINRA Report |
| Mark Allen Sewalson | 1177582 | 2 | 06/10/1999 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |