Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Allen Sams | 5722993 | 1 | 02/14/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Anners Gajdalo | 6019882 | 1 | 04/03/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Dominic Lugo | 6244843 | 1 | 12/01/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Sewalson | 1177582 | 2 | 06/01/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |