Our Staff has compiled our research into a database of FINRA Broker Disclosures for Needham & Company, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cliff Tilford Cuison Jones | 7465944 | 3 | 01/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cliff Tilford Cuison Jones | 7465944 | 3 | 06/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cliff Tilford Cuison Jones | 7465944 | 3 | 08/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Dineen Shea | 6954549 | 1 | 09/11/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maximilian Cavallo | 6275554 | 1 | 10/20/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Carroll McGrath | 2275963 | 2 | 02/01/2007 | Customer Dispute | Settled | $1,213.07 | $0.00 | See FINRA Report |
| Laura Anne Martin | 2549969 | 1 | 12/08/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Carroll McGrath | 2275963 | 2 | 10/30/2003 | Customer Dispute | Closed-No Action | $142,947.00 | $0.00 | See FINRA Report |
| Dean Gregory Hlushko | 2732644 | 1 | 07/30/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Chad Whitney Keck | 838143 | 1 | 05/11/1984 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |