Our Staff has compiled our research into a database of FINRA Broker Disclosures for Needham & Company, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Matthew Dineen Shea | 6954549 | 1 | 09/11/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Maximilian Cavallo | 6275554 | 1 | 10/20/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |