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FINRA Broker Disclosures for Compass Securities Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Compass Securities Corporation. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Scott Stephen Chaisson2353375211/16/2012Customer DisputePending$5,300,000.00$0.00See FINRA Report
Scott Stephen Chaisson2353375210/11/2010Customer DisputePending$0.00$0.00See FINRA Report
Seth Chadwick3152006111/08/2004Customer DisputeDenied$9,800.00$0.00See FINRA Report

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