Our Staff has compiled our research into a database of FINRA Broker Disclosures for Compass Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Stephen Chaisson | 2353375 | 2 | 11/16/2012 | Customer Dispute | Pending | $5,300,000.00 | $0.00 | See FINRA Report |
| Scott Stephen Chaisson | 2353375 | 2 | 10/11/2010 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Seth Chadwick | 3152006 | 1 | 11/08/2004 | Customer Dispute | Denied | $9,800.00 | $0.00 | See FINRA Report |