Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy John Newell | 1339021 | 3 | 10/16/2023 | Customer Dispute | Settled | $3,713,540.00 | $0.00 | See FINRA Report |
| Timothy John Newell | 1339021 | 3 | 07/07/2021 | Customer Dispute | Settled | $1,015,000.00 | $0.00 | See FINRA Report |
| Kenneth James Wilkinson | 2504136 | 7 | 10/12/2016 | Customer Dispute | Settled | $603,000.00 | $0.00 | See FINRA Report |
| Kenneth James Wilkinson | 2504136 | 7 | 07/25/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |