Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Kennedy Thompson | 1975407 | 2 | 09/16/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anna Marie Dujan | 4933785 | 1 | 08/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Shankland | 1779390 | 2 | 05/16/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Shankland | 1779390 | 2 | 10/04/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |