Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Matthew Bougeokles | 5424043 | 1 | 01/08/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Randall Walsh | 1571625 | 2 | 10/03/2001 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |