Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Patrick Ford | 4055586 | 3 | 06/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Patrick Ford | 4055586 | 3 | 06/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Patrick Ford | 4055586 | 3 | 02/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Matthew Bougeokles | 5424043 | 1 | 01/08/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hans Peter Ewert | 4358175 | 1 | 08/23/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Randall Walsh | 1571625 | 2 | 10/03/2001 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Todd Randall Walsh | 1571625 | 2 | 10/06/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marion Anthony Jabczenski | 2245629 | 1 | 08/01/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |