Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Gerald Roehrig | 2826376 | 5 | 05/09/2024 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Glenn Albrecht | 1446140 | 3 | 06/28/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Coyle Burke | 1217162 | 2 | 10/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Bernard Altieri | 862821 | 1 | 09/20/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Louis Gentile | 1199626 | 3 | 04/10/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Louis Gentile | 1199626 | 3 | 05/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Louis Gentile | 1199626 | 3 | 08/28/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent James Palumbos | 3220021 | 1 | 08/29/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Gerald Roehrig | 2826376 | 5 | 03/14/2014 | Customer Dispute | Settled | $519,800.00 | $0.00 | See FINRA Report |
| Jeremy Thomas Raco | 2641148 | 4 | 04/18/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |