Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Louis Gentile | 1199626 | 3 | 04/10/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Gerald Roehrig | 2826376 | 5 | 05/24/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Gerald Roehrig | 2826376 | 5 | 10/23/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Christopher Froehlich | 1635098 | 1 | 03/09/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |