Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erin Michelle Hoestje | 5012944 | 1 | 08/01/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Max Pett | 2357041 | 5 | 12/18/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Paul Azoury | 733604 | 3 | 12/01/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Timothy Frawley | 4827671 | 7 | 06/14/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Timothy Frawley | 4827671 | 7 | 11/02/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Wayne Muncie | 1802808 | 2 | 10/11/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |