Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Lee Howard | 2778581 | 1 | 10/30/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Paul Azoury | 733604 | 3 | 11/01/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Timothy Frawley | 4827671 | 7 | 02/03/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |