Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sammons Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Diavante Jamario Brown | 7281016 | 1 | 12/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin James Rafferty | 3063025 | 1 | 05/03/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Goldsmith | 6777673 | 1 | 03/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dana Flogel | 6389373 | 2 | 08/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dana Flogel | 6389373 | 2 | 07/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |