Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sammons Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin James Rafferty | 3063025 | 1 | 05/03/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Goldsmith | 6777673 | 1 | 03/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dana Flogel | 6389373 | 2 | 08/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dana Flogel | 6389373 | 2 | 07/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Frederick Huston | 2390745 | 1 | 04/10/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marty Eugene Kennedy | 2556052 | 1 | 02/19/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arlen Glenn Dykhuis | 5285074 | 8 | 02/10/2012 | Customer Dispute | Pending | $170,000.00 | $0.00 | See FINRA Report |
| Arlen Glenn Dykhuis | 5285074 | 8 | 02/06/2012 | Customer Dispute | Pending | $240,000.00 | $0.00 | See FINRA Report |
| Arlen Glenn Dykhuis | 5285074 | 8 | 01/26/2012 | Customer Dispute | Pending | $999,999.00 | $0.00 | See FINRA Report |
| Arlen Glenn Dykhuis | 5285074 | 8 | 01/03/2012 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |