Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Joel Eisenberg | 4897643 | 2 | 11/14/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Robert Joel Eisenberg | 4897643 | 2 | 02/26/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Sean Joseph Schickel | 6674723 | 1 | 07/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Steven Richard Lewit | 3262075 | 3 | 05/07/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |