Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joel Eisenberg | 4897643 | 2 | 11/14/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joel Eisenberg | 4897643 | 2 | 02/26/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Joseph Schickel | 6674723 | 1 | 07/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Richard Lewit | 3262075 | 3 | 05/07/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Richard Lewit | 3262075 | 3 | 03/11/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Richard Lewit | 3262075 | 3 | 03/04/2008 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Steven James Thomas | 1274392 | 1 | 07/03/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |