Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen William Guercio | 1523331 | 8 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Anthony Bencivenga | 3000161 | 7 | 04/27/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Anthony Bencivenga | 3000161 | 7 | 01/11/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Anthony Bencivenga | 3000161 | 7 | 02/23/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen William Guercio | 1523331 | 8 | 10/23/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen William Guercio | 1523331 | 8 | 03/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen William Guercio | 1523331 | 8 | 07/14/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen William Guercio | 1523331 | 8 | 04/24/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |