Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Lloyd Omohundro | 2415942 | 6 | 03/05/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Roger Allan Roemmich | 1293322 | 4 | 02/15/2024 | Customer Dispute | Pending | $73,300.00 | $0.00 | See FINRA Report |
| James Allen Mayes | 2879995 | 1 | 03/28/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Amato | 2751635 | 1 | 05/04/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Lloyd Omohundro | 2415942 | 6 | 05/13/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeremy Landon Presley | 6685733 | 1 | 04/12/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roger Allan Roemmich | 1293322 | 4 | 09/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vito Antonio Francone | 2349326 | 3 | 08/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeanpaul Charles Skovronck | 2744738 | 2 | 02/12/2019 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Jesus Quezada | 5117930 | 2 | 04/20/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |