Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Richard Clark | 2139449 | 3 | 03/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Richard Clark | 2139449 | 3 | 04/13/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |