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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Richard Clark2139449303/20/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Thomas Scott Crutchfield2846546203/07/2006Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Victor Jason Divietro2652020104/28/2003Customer DisputeSettled$298,922.00$0.00See FINRA Report
Thomas Scott Crutchfield2846546204/28/2003Customer DisputeSettled$298,922.00$0.00See FINRA Report
John Richard Clark2139449301/14/2003Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
John Richard Clark2139449304/13/2000Customer DisputeDenied$0.00$0.00See FINRA Report

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