Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Scott Goodwin Thomas | 1512697 | 3 | 10/13/2009 | Customer Dispute | Pending | $957,078.00 | $0.00 | See FINRA Report |
Scott Goodwin Thomas | 1512697 | 3 | 07/30/2009 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
Scott Goodwin Thomas | 1512697 | 3 | 07/07/2009 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |