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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Scott Goodwin Thomas1512697310/13/2009Customer DisputePending$957,078.00$0.00See FINRA Report
Scott Goodwin Thomas1512697307/30/2009Customer DisputePending$100,000.00$0.00See FINRA Report
Scott Goodwin Thomas1512697307/07/2009Customer DisputePending$50,000.00$0.00See FINRA Report

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