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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Donna Marie Quam22631541306/05/2008Customer DisputeSettled$16,000.00$0.00See FINRA Report
Donna Marie Quam22631541304/18/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Donna Marie Quam22631541304/18/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Donna Marie Quam22631541304/16/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Donna Marie Quam22631541302/18/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Donna Marie Quam22631541302/08/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Donna Marie Quam22631541302/07/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Donna Marie Quam22631541302/01/2008Customer DisputeSettled$30,000.00$0.00See FINRA Report
Donna Marie Quam22631541306/27/2005Customer DisputeSettled$118,000.00$0.00See FINRA Report

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