Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donna Marie Quam | 2263154 | 13 | 10/27/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Marie Quam | 2263154 | 13 | 08/20/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Marie Quam | 2263154 | 13 | 06/05/2008 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Donna Marie Quam | 2263154 | 13 | 04/18/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donna Marie Quam | 2263154 | 13 | 04/18/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Donna Marie Quam | 2263154 | 13 | 04/18/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Donna Marie Quam | 2263154 | 13 | 04/16/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Donna Marie Quam | 2263154 | 13 | 02/18/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Donna Marie Quam | 2263154 | 13 | 02/08/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Donna Marie Quam | 2263154 | 13 | 02/07/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |